SEC Audit

While the rewards of being a publicly-held entity may be great, the SEC rules under which you are governed can often times be daunting.
Through our vast experience working with SEC-registered companies, we have developed the highest levels of knowledge, judgment and expertise necessary to understand compliance with regulatory authorities. As such, you will benefit from the relationships we have built with regulators who have come to know, and trust, our firm. Moreover, you can rest assured that our job is done efficiently and in accordance with the strict set of SEC guidelines.

Additionally, we assist public companies with:

  • Pre-Audit Preparation
  • Employee Benefit Plan Audits
  • Sarbanes-Oxley 404 Compliance
  • Preparation of Forms 10Q/10K
  • Tax Compliance
  • FAS 109/ FIN 48 Reporting
  • Audit Committee Training & Counsel
  • Growth & Strategic Planning
  • FDICIA Compliance